Broker Check

About LPL Financial

Effective wealth management is enhanced by the right partners. As one of the leading financial services companies and largest independent broker/dealer in the nation*, LPL Financial backs the wisdom and experience of your advisor with an enormous collection of insights, services, and resources.

Today, we provide comprehensive support and a broad range of innovative business solutions to a network of more than 14,000 financial advisors from our headquarters, located on both coasts.

LPL Financial was built on the belief that independent, objective financial guidance benefits everyone.

Robust toolset

Your advisor is supported by a powerful toolset-from comprehensive oversight of state-of-the-art technology solutions.

Innovative Service Offerings

As we continue to grow, we regularly update our service offerings, including new platforms and opinions to ensure we have the right resources to meet your needs.

Oversight and Governance, and Ongoing Training

Protecting the best interest of investors and advisors is of utmost importance to us.

Direct Access and Simplified statements:

Our systems give you direct access to real-time account data, so you can track your investment.

Research and Insights:

Access to objective market analysis from the LPL research team- one of the largest and most tenured research groups among independent brokerage firms.

Confident Choices

We offer no proprietary investment products and engage in no investment banking activities, which means:

  1. Our research and market insights are always objective.
  2. Your advisor is free to recommend any investments that will help you meet your financial goals.

Our research team regularly reviews investment products, ensuring products your advisor recommends meet our rigorous standards of due diligence.

*As reported by Financial Planning Magazine, June 1996-2015, based on total revenue.